SECURITIES DIVISION CONSUMER ASSISTANCE | VERMONT DEPARTMENT OF FINANCIAL REGULATION

Responds to Vermont investor complaints and investigates potential violations of security laws. Provides educational information about investing basics and securities laws on its website. Does NOT provide legal or financial advice to investors.

Last Assured

05/06/2024

Physical Address

89 Main Street, Montpelier, VT 05620

Hours

Monday-Friday: 7:45am-4:30pm

Voice

(800) 964-1784

Toll-Free | Insurance Division Consumer Help Line

Voice

(802) 828-3301

Other | Department's Main Number

Voice

(877) 550-3907

Toll-Free | Securities/Investor Information

Voice

(802) 828-3307

Other | Banking Division Consumer Assistance

Voice

(802) 828-3420

Other | Securities/Investor Information

Voice

(802) 469-5121

Other | Media Inquiries

Voice

(888) 568-4547

Toll-Free | Banking Division Consumer Assistance

Website

https://dfr.vermont.gov/file-complaint-or-seek-help-and-other-assistance

[email protected]

Application process

By Email; By Telephone; By Website

Agency info

VERMONT DEPARTMENT OF FINANCIAL REGULATION

The Vermont Department of Financial Regulation is a state fiscal agency responsible for ensuring market efficiency and integrity, consumer and investor protections, capital formation or access to credit, as well as illicit activity prevention, financial stability and consumer financial education.